Filing Details
- Accession Number:
- 0001415889-24-010075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-03 17:08:49
- Reporting Period:
- 2024-04-01
- Accepted Time:
- 2024-04-03 17:08:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1827090 | Certara Inc. | CERT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834465 | M. Richard Traynor | C/O Certara, Inc. 100 Overlook Center, Suite 101 Princeton NJ 08540 | Svp And General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-04-01 | 1,723 | $17.88 | 167,750 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-04-01 | 6,651 | $0.00 | 174,401 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-01 | 2,245 | $17.88 | 172,156 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-04-01 | 6,644 | $0.00 | 178,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-01 | 2,276 | $17.88 | 176,524 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-04-01 | 3,000 | $18.00 | 173,524 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2024-04-01 | 6,651 | $0.00 | 6,651 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-04-01 | 6,644 | $0.00 | 6,644 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,651 | 2025-04-01 | No | 4 | M | Direct | |
| 13,288 | 2026-04-01 | No | 4 | M | Direct |
Footnotes
- Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024.
- Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3.
- The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4.
- Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.
- Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
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