Filing Details
- Accession Number:
- 0001869739-24-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-03 16:06:29
- Reporting Period:
- 2024-04-01
- Accepted Time:
- 2024-04-03 16:06:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1845022 | Couchbase Inc. | BASE | Services-Prepackaged Software (7372) | 263576987 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1869739 | Margaret Chow | C/O Couchbase, Inc. 3250 Olcott Street Santa Clara CA 95054 | Svp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-04-01 | 2,277 | $26.31 | 210,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 248 | $26.31 | 210,429 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-04-01 | 1,960 | $7.75 | 212,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-04-01 | 1,040 | $7.75 | 213,429 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-01 | 1,960 | $26.07 | 211,469 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 1,040 | $26.10 | 210,429 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2024-04-01 | 1,960 | $0.00 | 1,960 | $7.75 |
| Common Stock | Stock Option | Disposition | 2024-04-01 | 1,040 | $0.00 | 1,040 | $7.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 144,039 | 2030-06-23 | No | 4 | M | Direct | |
| 142,999 | 2030-06-23 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/2/2023.
- Includes 248 shares acquired pursuant to the 2021 Employee Stock Purchase Plan on March 20, 2024.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9400 to $26.3500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9400 to $26.4800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
