Filing Details

Accession Number:
0001415889-24-009840
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-02 17:30:31
Reporting Period:
2024-04-01
Accepted Time:
2024-04-02 17:30:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819142 Ses Ai Corp SES Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1907008 Hong Gan C/O Ses Ai Corporation
35 Cabot Road
Woburn MA 01801
Chief Science Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-04-01 25,000 $0.15 900,001 No 4 M Direct
Class A Common Stock Disposition 2024-04-01 25,000 $1.60 875,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-04-01 25,000 $0.00 25,000 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
318,277 2029-03-13 No 4 M Direct
Footnotes
  1. The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023.
  2. Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.66, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Reflects fully vested options granted on March 14, 2019.