Home > Insider Trading > Filing (0000054480-11-000121)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1437912	L David Starling	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-09	5,000	$50.61	104,488	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$51.55	2013-07-30	2018-07-29	3,880	3,880	Direct
Common Stock	LSAR	$51.55			3,880	3,880	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2013-03-01	2020-02-29	20,600	20,600	Direct
Common Stock	Employee Stock Option (Right to Buy)	$52.62		2021-02-22	21,900	21,900	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-07-29	3,880	3,880	Direct
	3,880	3,880	Direct
2020-02-29	20,600	20,600	Direct
2021-02-22	21,900	21,900	Direct

Footnotes

The price in Column 4 is a weighted average price. The actual prices ranged from $50.544 to $50.6396. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 6,867 of these options became exercisable on November 19, 2010. The second target was met and 6,867 of these options became exercisable on December 8, 2010. The third target was met and 6,866 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.