Filing Details

Accession Number:
0001104659-24-040981
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-29 10:55:34
Reporting Period:
2024-03-27
Accepted Time:
2024-03-29 10:55:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553165 Mark Gatto C/O Cion Investment Corp.
100 Park Avenue, 25Th Fl
New York NY 10017
Co-Chairman & Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2024-03-27 1,000 $11.02 1,000 No 4 P Indirect Gatto Living Trust
Common Stock, $0.001 Par Value Acquisiton 2024-03-27 50 $11.02 50 No 4 P Indirect UTMA Account of A.G.
Common Stock, $0.001 Par Value Acquisiton 2024-03-27 50 $11.02 50 No 4 P Indirect UTMA Account of G.G.
Common Stock, $0.001 Par Value Acquisiton 2024-03-27 50 $11.02 50 No 4 P Indirect UTMA Account of M.G.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Gatto Living Trust
No 4 P Indirect UTMA Account of A.G.
No 4 P Indirect UTMA Account of G.G.
No 4 P Indirect UTMA Account of M.G.
Footnotes
  1. The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
  2. The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian.
  3. The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
  4. The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
  5. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.