Filing Details

Accession Number:
0001871807-24-000006
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-03-28 16:24:33
Reporting Period:
2024-03-25
Accepted Time:
2024-03-28 16:24:33
Original Submission Date:
2024-03-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1854139 Zevia Pbc ZVIA Bottled & Canned Soft Drinks & Carbonated Waters (2086) 862862492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1871807 R. Lorna Simms C/O Zevia Pbc
15821 Ventura Blvd., Suite 135
Encino CA 91436
Svp, Gc & Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-03-25 5,120 $1.04 232,993 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,506 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.
  2. The original Form 4, filed yesterday, March 27, 2024, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the transaction as an acquisition in column 4, rather than disposition, of shares by the Reporting Person.
  3. The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.035 to $1.06, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Includes 192,651 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 17,334 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,885 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 133,333 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.