Filing Details

Accession Number:
0001840776-24-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-28 16:22:00
Reporting Period:
2024-03-26
Accepted Time:
2024-03-28 16:22:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840776 Hagerty Inc. HGTY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124462 I Robert Kauffman 105 S. Maple Street
Itasca IL 60143
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-03-26 3,965 $9.03 3,449,907 No 4 S Indirect By Aldel LLC
Class A Common Stock Disposition 2024-03-27 2,848 $9.08 3,447,059 No 4 S Indirect By Aldel LLC
Class A Common Stock Disposition 2024-03-28 6,561 $9.21 3,440,498 No 4 S Indirect By Aldel LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Aldel LLC
No 4 S Indirect By Aldel LLC
No 4 S Indirect By Aldel LLC
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
  2. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.13. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.18. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $9.12 to $9.35. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.