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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218802	Laura Francis	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-03-26	1,500	$6.59	2,733	No	4	M	Direct
Common Stock	Disposition	2024-03-26	1,500	$0.00	1,233	No	4	G	Direct
Common Stock	Acquisiton	2024-03-26	1,500	$0.00	5,051	No	4	G	Indirect	David and Laura Francis Joint Rev Trust
Common Stock	Disposition	2024-03-26	1,500	$300.00	3,551	No	4	S	Indirect	David and Laura Francis Joint Rev Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	David and Laura Francis Joint Rev Trust
No	4	S	Indirect	David and Laura Francis Joint Rev Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2024-03-26	1,500	$0.00	1,500	$6.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,690		2029-02-01	No	4	M	Direct

Footnotes

All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 05/23/2023.
Represents a bona fide gift of securities by the reporting person to the David and Laura Francis Joint Revocable Trust in an exempt transaction pursuant to Rule 16b-5. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
These shares are held in a trust for the benefit of the reporting persons children. The reporting person and the reporting persons spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Fully vested.