Filing Details

Accession Number:
0000316709-24-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-26 19:51:32
Reporting Period:
2024-03-22
Accepted Time:
2024-03-26 19:51:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625471 Jr K John Adams 3000 Schwab Way
Westlake TX 76262
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-22 7,835 $31.21 52,286 No 4 M Direct
Common Stock Acquisiton 2024-03-22 7,866 $28.96 60,152 No 4 M Direct
Common Stock Disposition 2024-03-22 15,701 $72.64 44,451 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2024-03-22 7,835 $0.00 7,835 $31.21
Common Stock Nonqualified Stock Option (right to buy) Disposition 2024-03-22 7,866 $0.00 7,866 $28.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-05-15 No 4 M Direct
0 2026-05-19 No 4 M Direct
Footnotes
  1. Includes 673.8678 shares acquired through dividend reinvestment.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on August 28, 2023.
  3. The transaction was executed in multiple trades at prices ranging from $72.57 to $72.645. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.