Filing Details

Accession Number:
0000805928-24-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-25 21:43:38
Reporting Period:
2024-03-16
Accepted Time:
2024-03-25 21:43:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530968 L. Karen Zaderej 13631 Progress Boulevard
Suite 400
Alachua FL 32615
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-16 84,847 $0.00 1,157,593 No 4 M Direct
Common Stock Disposition 2024-03-21 33,028 $7.68 1,124,565 No 4 S Direct
Common Stock Acquisiton 2024-03-16 12,500 $0.00 1,137,065 No 4 M Direct
Common Stock Disposition 2024-03-21 3,086 $7.68 1,133,979 No 4 S Direct
Common Stock Acquisiton 2024-03-16 12,975 $0.00 1,146,954 No 4 M Direct
Common Stock Disposition 2024-03-21 3,166 $7.68 1,143,788 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2024-03-16 84,847 $0.00 84,847 $0.00
Common Stock Restricted Stock Units Disposition 2024-03-16 12,500 $0.00 12,500 $0.00
Common Stock Restricted Stock Units Disposition 2024-03-16 12,975 $0.00 12,975 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
84,847 No 4 M Direct
12,500 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. This reflects the number of restricted stock units that became vested as of March 16, 2024..
  2. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  3. Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
  4. All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.
  5. All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.
  6. All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.