Filing Details

Accession Number:
0001628280-24-012760
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-22 17:41:08
Reporting Period:
2024-03-20
Accepted Time:
2024-03-22 17:41:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841925 Indie Semiconductor Inc. INDI Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2009989 Michael Wittmann C/O Indie Semiconductor, Inc.
32 Journey
Aliso Viejo CA 92656
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-03-20 2,385 $0.00 37,845 No 4 M Direct
Class A Common Stock Disposition 2024-03-21 805 $6.92 37,040 No 4 F Direct
Class A Common Stock Disposition 2024-03-21 1,580 $6.92 35,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Acquisiton 2024-03-20 2,385 $0.00 2,385 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-03-20 2,385 $0.00 2,385 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,385 No 4 A Direct
0 No 4 M Direct
Footnotes
  1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
  2. Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information.
  3. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  4. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.