Filing Details

Accession Number:
0000950170-24-035422
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-22 16:46:59
Reporting Period:
2024-03-22
Accepted Time:
2024-03-22 16:46:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134727 Manuel Alba C/O Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-22 499,127 $0.00 518,863 No 4 C Indirect By Casa Alameda 2007, LLC
Common Stock Acquisiton 2024-03-22 2,314,498 $0.00 2,314,498 No 4 C Indirect By Alba Trust
Common Stock Acquisiton 2024-03-22 5,000 $36.00 5,000 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Casa Alameda 2007, LLC
No 4 C Indirect By Alba Trust
No 4 P Indirect By spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Disposition 2024-03-22 423,530 $0.00 423,530 $0.00
Common Stock Series A Preferred Disposition 2024-03-22 1,960,785 $0.00 1,960,785 $0.00
Common Stock Series B Preferred Disposition 2024-03-22 75,597 $0.00 75,597 $0.00
Common Stock Series B Preferred Disposition 2024-03-22 349,995 $0.00 349,995 $0.00
Common Stock Series C Preferred Disposition 2024-03-22 3,718 $0.00 3,718 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
  2. These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. These shares were acquired by the Reporting Person's spouse pursuant to a directed share program in connection with the Issuer's initial public offering.