Filing Details

Accession Number:
0000950103-24-004179
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-22 16:30:41
Reporting Period:
2024-03-22
Accepted Time:
2024-03-22 16:30:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429059 Ltd Dubai Borse P.o. Box 506690
Level 8, The Exchange
D.i.f.c., Dubai C0 00000
No No Yes No
1434326 Investment Corp Of Dubai P.o. Box 333888, One Za'Abeel Tower A
The Offices, Za'Abeel First, Dubai, Uae
Dubai C0 00000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Per Share Disposition 2024-03-22 31,000,000 $58.00 58,341,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Reflects shares of Common Stock of the Issuer, par value $0.01 per share ("Common Stock"), sold pursuant to a secondary offering of the Issuer which closed on March 22, 2024 (the "Offering"), including full exercise of the option granted to the underwriters to acquire additional shares. The material terms of the Offering are described in the prospectus supplement, dated March 19, 2024, filed by the Issuer with the Securities and Exchange Commission on March 21, 2024.
  2. This amount represents the per share price of Common Stock, as sold to the underwriters in connection with the Offering.
  3. The number of shares of Common Stock reported as beneficially owned reflects a 3-for-1 stock split completed by the Issuer on August 26, 2022.
  4. Borse Dubai Ltd. has direct beneficial ownership of the reported shares of Common Stock. Investment Corporation of Dubai is the majority shareholder of Borse Dubai Ltd. Investment Corporation of Dubai may, therefore, be deemed to have beneficial ownership of all of the reported shares of Common Stock.
  5. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.