Filing Details

Accession Number:
0001366633-11-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-08 19:36:17
Reporting Period:
2011-08-05
Filing Date:
2011-08-08
Accepted Time:
2011-08-08 19:36:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433035 M William Demarcus P.o. Box 5035
Monroe NC 28111
Chief Banking Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-05 4,250 $1.90 39,805 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 68 Indirect Held in 401K Plan Administered by Pentegra
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.21 2010-04-17 2018-03-18 8,517 8,517 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-03-18 8,517 8,517 Direct
Footnotes
  1. Reflects 20,000 shares of Restricted Stock (Unvested) held directly