Filing Details

Accession Number:
0000950170-24-034277
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-20 17:18:54
Reporting Period:
2024-03-19
Accepted Time:
2024-03-20 17:18:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492422 Apellis Pharmaceuticals Inc. APLS Pharmaceutical Preparations (2834) 271537290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721108 Sinclair A. Dunlop C/O Apellis Pharmaceuticals, Inc.
100 Fifth Avenue, 3Rd Floor
Waltham MA 02451
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-03-19 18,681 $57.18 173,998 No 4 S Indirect Indirect Owner (Epidarex)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Indirect Owner (Epidarex)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 132,018 Direct
Common Stock 31,855 Indirect Indirect Owner (Masa)
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $57.000 - $57.420. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The securities are held by Epidarex Capital I, LP ("Epidarex") and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein.
  3. The securities are held by MASA and the reporting person, a managing partner of MASA, may be deemed to have voting and dispositive power over the shares held by MASA. The reporting person disclaims beneficial ownership over the shares held by MASA except to the extent of his pecuniary interest therein.