Filing Details

Accession Number:
0001683168-24-001553
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-19 16:20:18
Reporting Period:
2024-03-18
Accepted Time:
2024-03-19 16:20:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587419 H William Yeh C/O Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2024-03-18 8,000 $12.75 207,255 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares were purchased in multiple transactions on March 18, 2024 at actual sales prices ranging from $12.74 to $12.75 per share. The price reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.