Filing Details

Accession Number:
0000905148-24-000971
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-18 19:45:25
Reporting Period:
2024-03-15
Accepted Time:
2024-03-18 19:45:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1839341 Core Scientific Inc. CORZ Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1921268 Yadin Rozov C/O Core Scientific, Inc.
838 Walker Road, Suite 21-2105
Dover DE 19904
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-15 80,000 $3.07 80,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Tranche 2 Warrants Acquisiton 2024-03-15 90,000 $2.15 90,000 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2029-01-23 No 4 P Direct
Footnotes
  1. The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $2.99 to $3.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.
  2. Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments.
  3. The price reported is a weighted average price. These Tranche 2 Warrants were purchased in multiple transactions at prices ranging from $1.97 to $2.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants purchased at each separate price within such range.