Filing Details

Accession Number:
0001096906-24-000491
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-18 17:57:18
Reporting Period:
2024-03-14
Accepted Time:
2024-03-18 17:57:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1697532 Applied Therapeutics Inc. APLT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775394 D. Leslie Funtleyder C/O Applied Therapeutics, Inc.
545 Fifth Avenue, Suite 1400
New York NY 10017
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-03-14 28,727 $5.39 308,421 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of compensatory Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
  2. Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.37 to $5.7855, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.