Filing Details

Accession Number:
0000950170-24-032858
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-03-18 16:30:42
Reporting Period:
2023-12-14
Accepted Time:
2024-03-18 16:30:42
Original Submission Date:
2023-12-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272769 L Paul Whiting C/O Heritage Insurance Holdings, Inc.
1401 N. Westshore Blvd
Tampa FL 33607
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-14 40,871 $7.34 40,871 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,662 Direct
Footnotes
  1. Represents shares of the Company's common stock ("Common Stock") purchased by Whiting Family, LLC from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.
  2. This amendment to the Form 4 filed on December 15, 2023 (the "Original Form 4") is being filed to reflect that the previously reported purchase was made indirectly by the Whiting Family, LLC.
  3. These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein.