Filing Details
- Accession Number:
- 0001355435-24-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-15 17:21:28
- Reporting Period:
- 2024-03-14
- Accepted Time:
- 2024-03-15 17:21:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355435 | M Brent Giles | C/O Hawthorn Bancshares, Inc. 132 East High Street Jefferson City MO 65101 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-14 | 1,224 | $19.51 | 5,527 | No | 4 | P | Indirect | Trust |
| Common Stock | Acquisiton | 2024-03-14 | 35 | $19.57 | 12,312 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trust |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,326 | Indirect | Profit Sharing Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.85, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes shares acquired since the last report pursuant to the Company's DRIP program.
- Represents 12,277 restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. Also represents 10 shares held jointly with one daughter and 25 shares held jointly with another daughter.
- Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
Billionaire Hedge Funds
