Filing Details

Accession Number:
0001209191-24-004862
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-15 17:00:17
Reporting Period:
2024-03-14
Accepted Time:
2024-03-15 17:00:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Services-Prepackaged Software (7372) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1998257 K David Traverse 76 Blanchard Road
Burlington MA 01803
Principal Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-14 4,907 $1.58 25,458 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $2.21 2034-02-20 44,000 44,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2034-02-20 44,000 44,000 Direct
Footnotes
  1. Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.