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Filing Details

Accession Number:: 0001156375-24-000016
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2024-03-15 16:20:12
Reporting Period:: 2023-12-31

Accepted Time:: 2024-03-15 16:20:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1156375	Cme Group Inc.	CME	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	364459170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1341358	P Charles Carey	20 S. Wacker Drive Chicago IL 60606		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock, Series B-2	Disposition	2023-10-06	1	$211.93	No	5	S	Indirect	by Partnership
Class B Common Stock, Series B-1	Disposition	2023-10-09	1	$215.76	No	5	S	Indirect	by Partnership
Class B Common Stock, Series B-3	Disposition	2023-10-09	1	$215.76	No	5	S	Indirect	by Partnership
Class B Common Stock, Series B-4	Disposition	2023-10-10	1	$216.09	No	5	S	Indirect	by Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	S	Indirect	by Partnership
No	5	S	Indirect	by Partnership
No	5	S	Indirect	by Partnership
No	5	S	Indirect	by Partnership

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock Class A	10,163	Indirect	by Trust
Common Stock Class A	0	Indirect	by Partnership
Common Stock Class A	185	Indirect	By Firm

Footnotes

This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-2 share was sold on October 6, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 6, 2023 was $211.93.
This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-1 share and one Class B-3 share were sold on October 9, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 9, 2023 was $215.76
This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-4 share was sold on October 10, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 10, 2023 was $216.09.