Filing Details
- Accession Number:
- 0001209191-11-042736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-05 19:18:52
- Reporting Period:
- 2011-08-02
- Filing Date:
- 2011-08-05
- Accepted Time:
- 2011-08-05 19:18:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890846 | Uroplasty Inc | UPI | Surgical & Medical Instruments & Apparatus (3841) | 411719250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1133026 | B David Kaysen | 5420 Feltl Rd Minnetonka MN 55343 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-02 | 1,500 | $6.57 | 57,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | employee non-qualified stock options | $2.50 | 2006-05-17 | 2016-05-16 | 300,000 | 300,000 | Direct |
| Common Stock | employee non-qualified stock options | $4.31 | 2007-07-03 | 2012-07-02 | 50,000 | 50,000 | Direct |
| Common Stock | employee non-qualified stock options | $3.15 | 2008-06-24 | 2013-06-23 | 50,000 | 50,000 | Direct |
| Common Stock | employee non-qualified stock options | $0.85 | 2009-06-05 | 2014-06-04 | 100,000 | 100,000 | Direct |
| Common Stock | employee non-qualified stock options | $4.94 | 2011-06-08 | 2017-06-07 | 26,075 | 26,075 | Direct |
| Common Stock | employee non-qualified stock options | $7.98 | 2012-06-07 | 2018-06-06 | 16,350 | 16,350 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-05-16 | 300,000 | 300,000 | Direct |
| 2012-07-02 | 50,000 | 50,000 | Direct |
| 2013-06-23 | 50,000 | 50,000 | Direct |
| 2014-06-04 | 100,000 | 100,000 | Direct |
| 2017-06-07 | 26,075 | 26,075 | Direct |
| 2018-06-06 | 16,350 | 16,350 | Direct |
Footnotes
- Includes 15,225 shares of restricted stock that vests with respect to one third of the shares on the second, third and fourth anniversaries of the grant date (June 8, 2010) and 12,550 shares of restricted stock that vests with respect to one fourth of the shares on the first, second, third and fourth anniversaries of the grant date (June 7, 2011)
- Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
Billionaire Hedge Funds
