Filing Details
- Accession Number:
- 0001628280-24-010697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-12 18:10:11
- Reporting Period:
- 2024-03-08
- Accepted Time:
- 2024-03-12 18:10:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2009989 | Michael Wittmann | C/O Indie Semiconductor, Inc. 32 Journey Aliso Viejo CA 92656 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-03-08 | 21,750 | $0.00 | 52,020 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-03-11 | 7,860 | $6.88 | 44,160 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-03-11 | 8,700 | $6.95 | 35,460 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-03-08 | 21,750 | $0.00 | 21,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,750 | No | 4 | M | Direct |
Footnotes
- Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
- The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on December 15, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through January 31, 2025.
- The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.78 to $7.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- Such restricted stock units will vest in installments of 21,750 on March 8, 2024 and 2025.
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