Filing Details
- Accession Number:
- 0001437749-24-007485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-12 16:58:08
- Reporting Period:
- 2022-11-29
- Accepted Time:
- 2024-03-12 16:58:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1901637 | Uscb Financial Holdings Inc. | USCB | State Commercial Banks (6022) | 874070846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1916995 | Ramon Abadin | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Doral FL 33172 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Voting Common Stock | Acquisiton | 2022-11-29 | 2,500 | $13.36 | 26,133 | No | 4 | P | Direct | |
| Class A Voting Common Stock | Acquisiton | 2023-03-15 | 5,990 | $11.00 | 32,123 | No | 4 | P | Direct | |
| Class A Voting Common Stock | Acquisiton | 2023-09-14 | 1,990 | $10.86 | 31,113 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Voting Stock | Stock Option (Right to Buy) | $7.50 | 2018-01-23 | 2027-01-23 | 5,000 | 5,000 | Direct |
| Class A Voting Stock | Stock Option (Right to Buy) | $11.35 | 2020-09-23 | 2029-09-23 | 4,000 | 4,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-23 | 5,000 | 5,000 | Direct |
| 2029-09-23 | 4,000 | 4,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.96 to $11.01, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.85 to $10.95, inclusive.
- On June 27, 2023, the reporting person transferred 3,000 shares of USCB Class A Voting Common Stock to his ex-wife pursuant to a domestic relations order.
Billionaire Hedge Funds
