Filing Details
- Accession Number:
- 0000909954-11-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-05 14:44:00
- Reporting Period:
- 2011-08-03
- Filing Date:
- 2011-08-05
- Accepted Time:
- 2011-08-05 14:44:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115259 | J Stephen Sabol | 33 Coffee Lane C/O Green Mounain Coffee Inc Waterbury VT 05676 | Vice President, Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2011-08-03 | 7,500 | $1.41 | 20,919 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2011-08-03 | 336 | $1.11 | 21,255 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2011-08-03 | 13,500 | $1.75 | 34,755 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2011-08-03 | 21,336 | $107.21 | 13,419 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2011-08-03 | 7,500 | $0.00 | 7,500 | $1.41 |
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2011-08-03 | 336 | $0.00 | 336 | $1.11 |
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2011-08-03 | 13,500 | $0.00 | 13,500 | $1.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-04 | No | 4 | M | Direct | |
| 0 | 2012-11-21 | No | 4 | M | Direct | |
| 0 | 2014-12-14 | No | 4 | M | Direct |
Footnotes
- This sale was affected pursuant to a Rule 10b5-1 trading plan, duly executed on 5/4/2011.
- Grant vests in four equal annual installments, with the first installment vesting on the first anniversary of the grant date, on 3/4/2003.
- Grant vests in four equal annual installments, with the first installment vesting on the first anniversary of the grant date, on 11/21/2003.
- Grant vests in four equal annual installments, with the first installment vesting on the first anniversary of the grant date, on 12/14/2005.
- 1 for 1
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