Filing Details

Accession Number:
0001104659-24-032610
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-08 21:31:38
Reporting Period:
2024-03-06
Accepted Time:
2024-03-08 21:31:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422990 M Gail Sasaki 111 Academy, Suite 100
Irvine CA 92617
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-03-06 3,917 $1.54 303,763 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting ofrestricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does notrepresent a discretionary transaction by the reporting person.
  2. The amount reported includes shares subject to unvested restricted stock units.