Filing Details

Accession Number:
0001096906-24-000355
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-07 17:13:40
Reporting Period:
2024-03-05
Accepted Time:
2024-03-07 17:13:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841408 Dave Inc. DAVE Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1843122 Dan Preston C/O Dave Inc.
1265 South Cochran Avenue
Los Angeles CA 90019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-03-05 12,000 $0.96 45,039 No 4 M Direct
Class A Common Stock Disposition 2024-03-05 12,000 $32.02 33,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2024-03-05 12,000 $0.00 12,000 $0.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,125 2028-01-25 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The amounts relating to this stock option have been adjusted to reflect the Issuer's 1-for-32 reverse stock split effected on January 5, 2023.
  4. These options are fully vested and exercisable.