Filing Details
- Accession Number:
- 0001127602-24-009007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-07 16:10:27
- Reporting Period:
- 2024-03-06
- Accepted Time:
- 2024-03-07 16:10:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | Pharmaceutical Preparations (2834) | 201622502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1462354 | A Kurt Gustafson | C/O Xencor, Inc. 465 N Halstead Street, Suite 200 Pasadena CA 91107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-06 | 15,000 | $10.73 | 20,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-06 | 14,000 | $23.18 | 6,007 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-06 | 15,000 | $0.00 | 15,000 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-07-13 | No | 4 | M | Direct |
Footnotes
- Underlying option due to expire in July 2024.
- Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
- 1/3 of the shares subject to the stock option vest and become exercisable on July 14, 2015, and the remaining shares vest in equal monthly installments over the subsequent 24 months.
Billionaire Hedge Funds
