Filing Details
- Accession Number:
- 0001562180-24-002391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-07 12:27:19
- Reporting Period:
- 2024-03-05
- Accepted Time:
- 2024-03-07 12:27:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238304 | A James Hughes | Unity Bank 64 Old Hwy 22 Clinton NJ 08809 | President/Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-05 | 2,013 | $7.25 | 138,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-05 | 1,156 | $27.28 | 137,735 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-03-06 | 2,000 | $7.25 | 139,735 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-05 | 2,013 | $0.00 | 2,013 | $7.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-06 | 2,000 | $0.00 | 2,000 | $7.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,000 | 2024-03-27 | No | 4 | M | Direct | |
| 111,000 | 2024-03-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 42,824 | Direct |
Footnotes
- 139,735 shares consisting of 111,941 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
- 42,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.
- Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017
- 111,000 stock options were granted under various dates and vesting periods of which 102,667 are currently exercisable.
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