Filing Details

Accession Number:
0001288847-24-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-06 16:58:26
Reporting Period:
2024-03-04
Accepted Time:
2024-03-06 16:58:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc.
3001 Bishop Dr., Ste. #350
San Ramon CA 94583
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-03-04 9,745 $60.49 245,828 No 4 S Direct
Common Stock Acquisiton 2024-03-04 69,343 $0.00 315,171 No 4 A Direct
Common Stock Disposition 2024-03-05 31,100 $57.84 284,071 No 4 S Direct
Common Stock Disposition 2024-03-05 5,602 $58.44 278,469 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 133,026 Indirect By Trust
Footnotes
  1. The reported sales were to cover taxes upon the vesting of restricted stock units.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.24 to $60.79, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Settlement of non-derivative performance-based RSUs
  5. The reported sales were to cover taxes upon the vesting of performance-based RSUs.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.37 to $58.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.37 to $58.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.