Filing Details

Accession Number:
0001421517-24-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-06 16:57:26
Reporting Period:
2024-03-04
Accepted Time:
2024-03-06 16:57:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232218 Lang Yu Robert Mao C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-04 20,509 $2.92 196,621 No 4 M Direct
Common Stock Disposition 2024-03-04 20,509 $15.74 176,112 No 4 S Direct
Common Stock Acquisiton 2024-03-04 15,327 $8.60 191,439 No 4 M Direct
Common Stock Disposition 2024-03-04 15,270 $15.74 176,169 No 4 S Direct
Common Stock Acquisiton 2024-03-04 16,726 $7.71 192,895 No 4 M Direct
Common Stock Acquisiton 2024-03-04 15,879 $8.49 208,774 No 4 M Direct
Common Stock Acquisiton 2024-03-04 21,303 $9.98 230,077 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2024-03-04 20,509 $0.00 20,509 $2.92
Common Stock Stock Option (Right to Buy) Disposition 2024-03-04 16,726 $0.00 16,726 $7.71
Common Stock Stock Option (Right to Buy) Disposition 2024-03-04 15,879 $0.00 15,879 $8.49
Common Stock Stock Option (Right to Buy) Disposition 2024-03-04 21,303 $0.00 21,303 $9.98
Common Stock Stock Option (Right to Buy) Disposition 2024-03-04 15,327 $0.00 15,327 $8.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-06-23 No 4 M Direct
0 2027-06-22 No 4 M Direct
0 2028-06-14 No 4 M Direct
0 2029-06-13 No 4 M Direct
0 2026-06-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 96,208 Indirect The Robert and Iran Mao Rev Trust DTD 04-06-2006
Footnotes
  1. This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
  2. This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
  3. The stock option (Grant #753) was granted on June 23, 2015 and is fully vested.
  4. The stock option (Grant #916) was granted on June 22, 2017 and is fully vested.
  5. The stock option (Grant #1016) was granted on June 14, 2018 and is fully vested.
  6. The stock option (Grant #1132) was granted on June 13, 2019 and is fully vested.
  7. The stock option (Grant #835) was granted on June 23, 2016 and is fully vested.