Filing Details

Accession Number:
0001527341-11-000002
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-08-04 10:57:45
Reporting Period:
2011-07-28
Filing Date:
2011-08-04
Accepted Time:
2011-08-04 10:57:45
Original Submission Date:
2011-08-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001871 Investors Capital Holdings Ltd ICH Investors, Nec (6799) 043284631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527341 L Kathleen Donnelly 230 Broadway
Lynnfield MA 01940
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share Acquisiton 2011-07-28 4,522 $4.25 100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share 6,450 Indirect by 401(k)
Footnotes
  1. Approximate share equivalent. Filer ownership in company 401(k) plan is in the form of units of unitized ICH stock fund. Amount includes share equivalent for prior routine acquisition of fund units based on mv and closing ICH share price on 7/27/2011.