Filing Details

Accession Number:
0001562180-24-002310
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-05 17:40:29
Reporting Period:
2024-03-01
Accepted Time:
2024-03-05 17:40:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1667011 Arteris Inc. AIP Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1888542 L Paul Alpern C/O Arteris, Inc.
900 E. Hamilton Ave., Suite 300
Campbell CA 95008
Vp And General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-01 1,250 $0.60 88,771 No 4 M Direct
Common Stock Acquisiton 2024-03-01 10,000 $0.56 98,771 No 4 M Direct
Common Stock Disposition 2024-03-01 10,000 $7.08 88,771 No 4 S Direct
Common Stock Disposition 2024-03-01 1,250 $7.07 87,521 No 4 S Direct
Common Stock Disposition 2024-03-04 296 $7.17 87,225 No 4 S Direct
Common Stock Disposition 2024-03-05 386 $7.17 86,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2024-03-01 1,250 $0.00 1,250 $0.60
Common Stock Common Stock Disposition 2024-03-01 10,000 $0.00 10,000 $0.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,250 2030-07-22 No 4 M Direct
150,000 2029-10-23 No 4 M Direct
Footnotes
  1. 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.
  2. 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.
  3. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.
  4. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.40 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.38 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.
  7. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.
  8. Includes 86,839 restricted stock units.