Filing Details

Accession Number:
0001112679-11-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 19:49:49
Reporting Period:
2011-08-02
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 19:49:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-02 1,250 $15.73 54,625 No 4 M Direct
Common Stock Disposition 2011-08-02 1,250 $51.59 53,375 No 4 S Direct
Common Stock Acquisiton 2011-08-02 1,250 $30.00 54,625 No 4 M Direct
Common Stock Disposition 2011-08-02 1,250 $51.59 53,375 No 4 S Direct
Common Stock Acquisiton 2011-08-02 1,458 $33.43 54,833 No 4 M Direct
Common Stock Disposition 2011-08-02 1,458 $51.59 53,375 No 4 S Direct
Common Stock Acquisiton 2011-08-02 1,354 $36.74 54,729 No 4 M Direct
Common Stock Disposition 2011-08-02 1,354 $51.59 53,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-08-02 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-08-02 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-08-02 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-08-02 1,354 $0.00 1,354 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,750 2016-03-01 No 4 M Direct
31,250 2016-09-01 No 4 M Direct
45,209 2017-03-01 No 4 M Direct
43,334 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
  2. Shares sold on the open market are reported as an average sell price per share of $51.59; breakdown of shares sold and per share sale prices are as follows: 500 at $51.45; 100 at $51.46; 88 at $51.49; 200 at $51.50; 300 at $51.51; 200 at $51.52; 366 at $51.53; 291 at $51.54; 55 at $51.55; 200 at $51.56; 300 at $51.57; 100 at $51.59; 100 at $51.60; 100 at $51.61; 500 at $51.62; 412 at $51.63; 300 at $51.64; 300 at $51.65; 100 at $51.69; 500 at $51.71; 200 at $51.72 and 100 at $51.74.
  3. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  4. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.