Filing Details

Accession Number:
0001112679-11-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 19:37:39
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 19:37:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-01 1,667 $15.52 181,667 No 4 M Direct
Common Stock Disposition 2011-08-01 1,667 $52.85 180,000 No 4 S Direct
Common Stock Acquisiton 2011-08-01 5,729 $15.73 185,729 No 4 M Direct
Common Stock Disposition 2011-08-01 5,729 $52.85 180,000 No 4 S Direct
Common Stock Acquisiton 2011-08-01 2,604 $30.00 182,604 No 4 M Direct
Common Stock Disposition 2011-08-01 2,604 $52.85 180,000 No 4 S Direct
Common Stock Acquisiton 2011-08-01 4,521 $36.74 184,521 No 4 M Direct
Common Stock Disposition 2011-08-01 4,521 $52.85 180,000 No 4 S Direct
Common Stock Acquisiton 2011-08-01 1,875 $36.74 181,875 No 4 M Direct
Common Stock Disposition 2011-08-01 1,875 $52.85 180,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-08-01 1,667 $0.00 1,667 $15.52
Common Stock Employee Stock Options (right to buy) Disposition 2011-08-01 5,729 $0.00 5,729 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-08-01 2,604 $0.00 2,604 $30.00
Common Stock Employee Stock Options (right to buy) Disposition 2011-08-01 4,521 $0.00 4,521 $36.74
Common Stock Employee Stock Options (right to buy) Disposition 2011-08-01 1,875 $0.00 1,875 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,667 2015-09-01 No 4 M Direct
108,855 2016-03-01 No 4 M Direct
65,105 2016-09-01 No 4 M Direct
144,667 2017-04-01 No 4 M Direct
60,000 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $52.85; breakdown of shares sold and per share sale prices are as follows: 100 at $52.15; 100 at $52.26; 309 at $52.27; 400 at $52.28; 191 at $52.29; 100 at $52.30; 100 at $52.41; 200 at $52.42; 100 at $52.43; 800 at $52.44; 300 at $52.45; 900 at $52.48; 300 at $52.49; 188 at $52.50; 600 at $52.51; 100 at $52.54; 100 at $52.55; 200 at $52.58; 200 at $52.59; 300 at $52.60; 500 at $52.61; 312 at $52.63; 300 at $52.67; 200 at $52.79; 300 at $52.89; 600 at $52.95; 500 at $52.97; 300 at $52.99; 200 at $53.03; 300 at $53.04; 100 at $53.05; 400 at $53.06; 600 at $53.07; 603 at $53.08; 766 at $53.09; 896 at $53.13; 49 at $53.18; 300 at $53.20; 3,500 at $53.23 and 82 at $53.31.
  3. Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.