Filing Details

Accession Number:
0001140361-11-039514
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 18:44:26
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 18:44:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267627 Jr E Charles Whetzel 1170 Peachtree Street
Suite 900
Atlanta GA 30309
Evp & Chief Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-01 47,056 $3.08 193,707 No 4 M Direct
Common Stock Disposition 2011-08-01 47,056 $32.55 146,651 No 4 S Direct
Common Stock Acquisiton 2011-08-02 151,018 $3.08 297,669 No 4 M Direct
Common Stock Disposition 2011-08-02 151,018 $31.92 146,651 No 4 S Direct
Common Stock Acquisiton 2011-08-03 71,614 $3.08 218,265 No 4 M Direct
Common Stock Disposition 2011-08-03 71,614 $31.62 146,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2011-08-01 47,056 $0.00 269,688 $3.08
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2011-08-02 151,018 $0.00 222,632 $3.08
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2011-08-03 71,614 $0.00 71,614 $3.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
222,632 2011-08-15 No 4 M Direct
71,614 2011-08-15 No 4 M Direct
0 2011-08-15 No 4 M Direct
Footnotes
  1. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $32.43 to $32.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $31.42 to $32.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $30.93 to $32.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. All these options were exercisable as of the trade date.