Filing Details
- Accession Number:
- 0001421517-24-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-04 19:35:40
- Reporting Period:
- 2024-02-29
- Accepted Time:
- 2024-03-04 19:35:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-29 | 39,314 | $3.53 | 215,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-29 | 39,314 | $15.58 | 176,112 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-03-01 | 5,142 | $3.53 | 181,254 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-03-01 | 32,883 | $2.92 | 214,137 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-01 | 5,142 | $16.22 | 208,995 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-03-01 | 32,883 | $16.21 | 176,112 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-02-29 | 39,314 | $0.00 | 39,314 | $3.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-01 | 5,142 | $0.00 | 5,142 | $3.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-01 | 32,883 | $0.00 | 32,883 | $2.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,142 | 2025-02-06 | No | 4 | M | Direct | |
| 0 | 2025-02-06 | No | 4 | M | Direct | |
| 20,509 | 2025-06-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 96,208 | Indirect | The Robert and Iran Mao Rev Trust DTD 04-06-2006 |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $15.435 to $15.76 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- The stock option (Grant #697) was granted on February 9, 2015, and is fully vested.
- The stock option (Grant #753) was granted on June 23, 2015, and is fully vested.
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