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Filing Details

Accession Number:: 0001415889-24-006386
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-03-04 18:19:02
Reporting Period:: 2024-02-29

Accepted Time:: 2024-03-04 18:19:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819974	Skywater Technology Inc	SKYT	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1741560	A Loren Unterseher	4450 Excelsior Blvd Suite 440 Minneapolis MN 55416	No	No	No	No
1857392	Cmi Oxbow Partners, Llc	4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416	Yes	No	Yes	No
1857514	Oxbow Industries, Llc	4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416	Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2024-02-29	117,989	$11.69	13,779,293	No	4	S	Direct
Common Stock	Disposition	2024-03-01	139,190	$11.67	13,640,103	No	4	S	Direct
Common Stock	Disposition	2024-03-04	187,810	$11.88	13,452,293	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	32,150	Direct
Common Stock	3	Direct
Common Stock	3,710,610	Indirect	By 2023 grantor retained annuity trust
Common Stock	184,891	Indirect	By trust for benefit of son
Common Stock	184,891	Indirect	By trust for benefit of son
Common Stock	184,890	Indirect	By trust for benefit of daughter
Common Stock	184,890	Indirect	By trust for benefit of daughter
Common Stock	50,904	Indirect	By spouse
Common Stock	229,451	Indirect	By revocable trust
Common Stock	363,670	Indirect	By family irrevocable trust

Footnotes

Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 29, 2024 with sale prices ranging from $11.50 to $12.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Reflects the weighted average price of 139,190 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2024 with sale prices ranging from $11.50 to $11.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 187,810 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 4, 2024 with sale prices ranging from $11.59 to $12.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares owned directly by Mr. Unterseher.
Oxbow directly holds the shares reported in Column 5.