Filing Details

Accession Number:
0001225208-24-003483
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-04 17:18:59
Reporting Period:
2024-02-29
Accepted Time:
2024-03-04 17:18:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477044 N Robert Duelks 5 Dakota Drive
Lake Success NY 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-02-29 830 $201.58 5,445 No 4 S Indirect BOMAR II LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect BOMAR II LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,515 Direct
Common Stock 17,000 Indirect Mary E. Duelks 2007 Revocable Trust
Common Stock 131 Indirect Robert N. Duelks 2007 Revocable Trust
Footnotes
  1. Registrant transferred 17,000 shares of common stock owned directly to the Mary E. Duelks 2007 Revocable Trust and 131 shares of common stock owned directly to the Robert N. Duelks 2007 Revocable Trust. Registrant is a trustee of the Trusts. Balance reflects direct ownership of 19,515 Deferred Stock Units granted to Registration under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock which will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
  2. Registrant transferred 17,000 shares of common stock directly owned to the Mary E. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust.
  3. Registrant transferred 131 shares of common stock directly owned to the Robert N. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust.