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Filing Details

Accession Number:: 0000909791-11-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-03 17:21:27
Reporting Period:: 2011-08-01

Filing Date:: 2011-08-03
Accepted Time:: 2011-08-03 17:21:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
909791	Ultratech Inc	UTEK	Special Industry Machinery, Nec (3559)	943169580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
939376	W Arthur Zafiropoulo	3050 Zanker Road San Jose CA 95134	Chairman Of The Board And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-08-01	24,300	$25.83	738,507	No	4	S	Direct
Common Stock	Disposition	2011-08-01	5,700	$26.48	732,807	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in June 2009.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $25.34 to a high of $26.34 per share. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $26.35 to a high of $26.79 per share. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Includes (i) 100,000 shares subject to RSUs which will vest in 3 successive equal annual installments upon the completion of each year of service over the 3-year period measured from 1/1/2009, and the underlying shares will be issued on 1/31/2012, (ii) 76,000 shares subject to RSUs which will vest in a series of 50 successive equal monthly installments upon the completion of each month of service over the 50-month period measured from 1/1/2010 and the underlying shares will be issued on January 31 of the year following the year they vest (or in March 2014 for the two monthly installments that vest in that year), and (iii) 112,500 shares subject to RSUs which will vest in a series of 50 successive equal monthly installments upon the completion of each month of service over the 50-month period measured from 1/1/2011 and the underlying shares will be issued on January 31 of the year following the year they vest (or in March 2015 for the 2 monthly installments that vest in that year).