Filing Details
- Accession Number:
- 0001140361-11-039428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 16:18:06
- Reporting Period:
- 2011-08-03
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 16:18:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1114936 | Alpharx Inc | ALRX | Pharmaceutical Preparations (2834) | 980177440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213603 | Ching Man Lee | 19/F, Two International Finance Centre 8 Finance Street, Cantral Hong Kong K3 000000 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-03 | 400,000 | $0.05 | 19,289,689 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2011-08-03 | 200,000 | $0.04 | 200,000 | $0.08 |
Common Stock | Warrant | Acquisiton | 2010-04-11 | 322,500 | $0.07 | 322,500 | $0.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,522,500 | 2011-08-03 | 2014-06-30 | No | 4 | P | Direct |
7,322,500 | 2010-04-11 | 2015-04-11 | No | 4 | P | Direct |