Filing Details

Accession Number:
0001822966-24-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-01 16:38:15
Reporting Period:
2024-02-28
Accepted Time:
2024-03-01 16:38:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822966 Nuscale Power Corp SMR Fabricated Plate Work (Boiler Shops) (3443) 852715384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1913037 Lawrence John Hopkins 12725 Sw 66Th Avenue, Suite 107
Portland OR 97223
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-02-28 39,285 $0.00 73,219 No 4 M Direct
Class A Common Stock Disposition 2024-02-29 13,451 $3.12 59,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2024-02-28 39,285 $0.00 39,285 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,569 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $0.00 0 0 Indirect
Class A Common Stock Employee Stock Option (right to buy) $0.00 0 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 0 Indirect
0 0 Indirect
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  3. On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting in three annual installments beginning on the anniversary of the grant date.
  4. Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 120,076. The correct amount acquired was 117,854. The number of remaining derivative securities owned accurately reflects the balance following this grant.
  5. Not applicable.
  6. The reporting person no longer has a reportable beneficial interest in an option to purchase 2,598 shares of Class A Common Stock granted to his daughter and included in the reporting person's prior ownership reports.