Filing Details

Accession Number:
0001127602-24-007798
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-01 14:52:22
Reporting Period:
2024-02-28
Accepted Time:
2024-03-01 14:52:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280546 M Ann Kappler 751 Broad Street, 5Th Flr
Attn.: Regulatory Filings Unit
Newark NJ 07102
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-28 1,070 $77.15 24,662 No 4 M Direct
Common Stock Acquisiton 2024-02-28 6,941 $63.59 31,603 No 4 M Direct
Common Stock Disposition 2024-02-28 7,222 $108.39 24,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10/13/15 Employee Stock Option (Right to Buy) Disposition 2024-02-28 1,070 $0.00 1,070 $77.15
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2024-02-28 6,941 $0.00 6,941 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-10-13 No 4 M Direct
0 2026-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 798 Indirect By 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $108.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Following the transaction reported on this Form 4, Ann Kappler continues to hold 24,381 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 19,254 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. The options vest in three equal annual installments beginning on October 13, 2016.
  4. The options vested in three equal annual installments beginning on February 9, 2017.