Filing Details

Accession Number:
0001217466-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 15:06:18
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 15:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217466 Deborah Ratnersalzberg 1615 L Street Nw, Suite 400
Washington DC 20036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-08-01 4,166 $17.68 681,975 No 4 S Indirect See footnote
Class A Common Stock Disposition 2011-08-01 4,166 $17.68 63,418 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 44,513 Indirect See footnote
Class A Common Stock 13,465 Indirect See footnote
Class A Common Stock 18,651 Indirect See footnote
Class A Common Stock 532,257 Indirect See footnote
Class A Common Stock 70,000 Indirect See footnote
Class A Common Stock 1,340 Direct
Class A Common Stock 7,728 Direct
Class A Common Stock 5,031 Direct
Class A Common Stock 5,781 Direct
Class A Common Stock 3,676 Indirect See footnote
Class A Common Stock 7,352 Indirect See footnote
Class A Common Stock 7,352 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 900 900 Direct
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 656,578 656,578 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 93,988 93,988 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 148,800 148,800 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 6,402 6,402 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 140,400 140,400 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 5,040 5,040 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 81,940 81,940 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 81,936 81,936 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 58,392 58,392 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 179,140 179,140 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 180 180 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 515,498 515,498 Indirect
Class A Common 2003 Stock Option Grant (right to buy) $15.50 2005-03-17 2013-03-17 15,600 15,600 Direct
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 15,000 15,000 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 15,000 15,000 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 15,000 15,000 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 9,599 9,599 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 4,800 4,800 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 8,002 8,002 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 9,146 9,146 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 900 900 Direct
1988-08-08 656,578 656,578 Indirect
1988-08-08 93,988 93,988 Indirect
1988-08-08 148,800 148,800 Indirect
1988-08-08 6,402 6,402 Indirect
1988-08-08 140,400 140,400 Indirect
1988-08-08 5,040 5,040 Indirect
1988-08-08 81,940 81,940 Indirect
1988-08-08 81,936 81,936 Indirect
1988-08-08 58,392 58,392 Indirect
1988-08-08 179,140 179,140 Indirect
1988-08-08 180 180 Indirect
1988-08-08 515,498 515,498 Indirect
2013-03-17 15,600 15,600 Direct
2015-04-06 15,000 15,000 Direct
2016-04-04 15,000 15,000 Direct
2017-03-29 15,000 15,000 Direct
2018-06-18 9,599 9,599 Direct
2019-04-21 4,800 4,800 Direct
2020-04-14 8,002 8,002 Direct
2021-04-13 9,146 9,146 Direct
Footnotes
  1. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. 2,757 shares of restricted stock vested on 4/21/2011 and were transferred to this account. 670 shares of restricted stock vested on 6/18/2011 and were transferred to this account. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  2. Michael Salzberg (spouse) shares held directly in street accounts.
  3. Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 33,603 and Eric Salzberg (son) 29,815. Deborah Ratner-Salzberg disclaims any beneficial interest. The price $17.6775 represents a weighed average of sales prices ranging from $17.565 per share to $18.07 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  4. Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 266,128 and Eric Salzberg (son) 266,129. Deborah Ratner-Salzberg disclaims any beneficial interest.
  5. Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Anna Salzberg (daughter) 35,000 and Eric Salzberg (son) 35,000.
  6. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
  7. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
  8. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
  9. 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  10. General Partnership interest in RMS, Ltd., an Ohio limited partnership.
  11. U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership.
  12. Deborah Ratner Salzberg 2001 Trust. - 18,651 Class A Shares are F/B/O Anna Salberg & Eric Salberg (children). Class B Share are held in FCE Management, L.P. as a limited partnership interest. 46,994 shares for the benefit of Anna and 46,994 shares for the benefit of Eric.
  13. Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter).
  14. Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 3,200 and Eric Salzberg (son) 3,202. Deborah Ratner-Salzberg disclaims any beneficial interest.
  15. Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 70,200 and Eric Salzberg (son) 70,200. Deborah Ratner-Salzberg disclaims any beneficial interest.
  16. Anna Salzberg (daughter), shares are held in street account at UBS Financial Services as limited partner in RMS, Ltd.
  17. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest.
  18. Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
  19. Albert B. Ratner 1987 Family Trust - (Class B shares are held as a limited partner in RMS, Ltd.) for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
  20. Albert B. Ratner 1989 Grandchildrens Trust - limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd., 44,367 shares are for the benefit of Anna Salzberg (daughter) and 134,773 shares are for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest.
  21. Albert B. Ratner 1999 Revocable Trust- limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd.; 255,222 shares for the benefit of Anna Salzberg (daughter), and 260,267 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Deborah Ratner serves as an advisor to the trust. 12,552 Class A shares (3,676 - Anna & 3,676 - Eric) are not held as a limited partnership interest in FCE Management, LP.
  22. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exercisable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  23. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person (trust) on June 13, 2011.
  24. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.