Filing Details

Accession Number:
0001005229-11-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 14:51:27
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 14:51:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214461 L Karen Howard 140 John James Audubon Parkway
Amherst NY 14228
Vp-Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-01 100 $16.64 65,962 No 4 S Direct
Common Stock Disposition 2011-08-01 1,299 $16.65 64,663 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.68 64,563 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.77 64,463 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66,062 Direct
Common Stock 2,778 Direct
Common Stock 598,223 Indirect Additional shares held by ESOP; reporting person is 1 of 2 trustees; DISCLAIMS beneficial ownership.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $5.46 2005-05-17 2014-05-16 20,000 20,000 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 3,380 3,380 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 11,063 11,063 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 8,129 8,129 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2011-05-23 2021-05-22 7,597 7,597 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-16 20,000 20,000 Direct
2018-05-18 3,380 3,380 Direct
2019-05-17 11,063 11,063 Direct
2020-05-16 8,129 8,129 Direct
2021-05-22 7,597 7,597 Direct
Footnotes
  1. Includes 11,375 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 3,209 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  2. Sale of shares pursuant to 10b5-1 Plan.
  3. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  4. All exercisable, subject to IRS limitations.
  5. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  8. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.