Filing Details

Accession Number:
0001005229-11-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-03 14:49:31
Reporting Period:
2011-08-01
Filing Date:
2011-08-03
Accepted Time:
2011-08-03 14:49:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214453 T Timothy Tevens 140 John James Audubon Parkway
Amherst NY 14228-1197
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-01 6,705 $10.00 167,638 No 4 M Direct
Common Stock Acquisiton 2011-08-01 13,295 $10.00 180,933 No 4 M Direct
Common Stock Disposition 2011-08-01 700 $16.22 180,233 No 4 S Direct
Common Stock Disposition 2011-08-01 900 $16.26 179,333 No 4 S Direct
Common Stock Disposition 2011-08-01 500 $16.27 178,833 No 4 S Direct
Common Stock Disposition 2011-08-01 200 $16.28 178,633 No 4 S Direct
Common Stock Disposition 2011-08-01 500 $16.30 178,133 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.31 178,033 No 4 S Direct
Common Stock Disposition 2011-08-01 900 $16.32 177,133 No 4 S Direct
Common Stock Disposition 2011-08-01 1,000 $16.33 176,133 No 4 S Direct
Common Stock Disposition 2011-08-01 1,400 $16.34 174,733 No 4 S Direct
Common Stock Disposition 2011-08-01 800 $16.35 173,933 No 4 S Direct
Common Stock Disposition 2011-08-01 300 $16.36 173,633 No 4 S Direct
Common Stock Disposition 2011-08-01 300 $16.37 173,333 No 4 S Direct
Common Stock Disposition 2011-08-01 1,100 $16.38 172,233 No 4 S Direct
Common Stock Disposition 2011-08-01 487 $16.39 171,746 No 4 S Direct
Common Stock Disposition 2011-08-01 502 $16.40 171,244 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.41 171,144 No 4 S Direct
Common Stock Disposition 2011-08-01 11 $16.42 171,133 No 4 S Direct
Common Stock Disposition 2011-08-01 300 $16.45 170,833 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.46 170,733 No 4 S Direct
Common Stock Disposition 2011-08-01 200 $16.49 170,533 No 4 S Direct
Common Stock Disposition 2011-08-01 193 $16.58 170,340 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.60 170,240 No 4 S Direct
Common Stock Disposition 2011-08-01 500 $16.61 169,740 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.62 169,640 No 4 S Direct
Common Stock Disposition 2011-08-01 100 $16.62 169,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Options (Right to Buy) Acquisiton 2011-08-01 6,705 $0.00 6,705 $10.00
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2011-08-01 13,295 $0.00 13,295 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-20 2011-08-19 No 4 M Direct
0 2002-08-20 2011-08-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 160,933 Direct
Common Stock 5,756 Direct
Common Stock 7,000 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $5.46 2005-05-17 2014-05-16 95,000 95,000 Direct
Common Stock Incentive Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 8,770 8,770 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 45,172 45,172 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 33,190 33,190 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2011-05-23 2021-05-22 31,902 31,902 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-16 95,000 95,000 Direct
2018-05-18 8,770 8,770 Direct
2019-05-17 45,172 45,172 Direct
2020-05-16 33,190 33,190 Direct
2021-05-22 31,902 31,902 Direct
Footnotes
  1. Includes 57,775 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 12,055 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 3,086 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 5,133 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2012, 20,604 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 16,897 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  2. Sale of shares pursuant to Rule 10b5-1 Plan.
  3. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP") (incorrectly reported ast 5,753.2099 on previous Form 4)..
  4. Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations.
  5. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  8. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.