Filing Details
- Accession Number:
- 0001704711-24-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-29 17:23:58
- Reporting Period:
- 2024-02-27
- Accepted Time:
- 2024-02-29 17:23:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706718 | Steve Nave | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-02-27 | 16,735 | $0.00 | 72,235 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-02-28 | 6,352 | $7.08 | 65,883 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-02-27 | 16,735 | $0.00 | 16,735 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,207 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- Shares were sold to cover taxes upon the vesting of restricted stock units on February 27, 2024 pursuant to a sell to cover instruction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Billionaire Hedge Funds
