Filing Details
- Accession Number:
- 0001415889-24-005752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-28 18:25:28
- Reporting Period:
- 2024-02-27
- Accepted Time:
- 2024-02-28 18:25:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422930 | Pubmatic Inc. | PUBM | Services-Computer Programming, Data Processing, Etc. (7370) | 205863224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1974892 | Paulina Klimenko | C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063 | Chief Growth Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-02-27 | 24,275 | $0.00 | 24,275 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2024-02-27 | 3,243 | $19.42 | 21,032 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-02-27 | 21,032 | $20.40 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to buy Class B Common Stock) | Disposition | 2024-02-27 | 24,275 | $0.00 | 24,275 | $2.16 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2024-02-27 | 24,275 | $0.00 | 24,275 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2024-02-27 | 24,275 | $0.00 | 24,275 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2030-07-28 | No | 4 | M | Direct | |
| 24,275 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
- Represents the weighted average sale price. The lowest price at which shares were sold was $19.19 and the highest price at which shares were sold was $19.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
- The options are fully vested.
Billionaire Hedge Funds
