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Filing Details

Accession Number:: 0001230245-24-000048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-02-28 16:49:24
Reporting Period:: 2024-02-26

Accepted Time:: 2024-02-28 16:49:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Sandler Companies	PIPR	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435654	L. Debbra Schoneman	800 Nicollet Mall Minneapolis MN 55402	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2024-02-26	680	$183.88	14,393	No	4	S	Direct
Common Stock	Disposition	2024-02-26	2,222	$184.75	12,171	No	4	S	Direct
Common Stock	Disposition	2024-02-26	453	$185.88	11,718	No	4	S	Direct
Common Stock	Disposition	2024-02-26	200	$186.67	11,518	No	4	S	Direct
Common Stock	Acquisiton	2024-02-26	11,246	$0.00	22,764	No	4	A	Direct
Common Stock	Disposition	2024-02-26	5,129	$0.00	17,635	No	4	F	Direct
Common Stock	Disposition	2024-02-27	443	$184.15	17,192	No	4	S	Direct
Common Stock	Disposition	2024-02-27	52	$184.93	17,140	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	48,083	Indirect	Through Living Trust

Footnotes

The shares of common stock were sold pursuant to a 10b5-1 trading plan.
The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive.
These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive.
These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive.
Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.
These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive.
These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive.
These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.